{"id":3595,"date":"2026-04-06T21:03:19","date_gmt":"2026-04-06T19:03:19","guid":{"rendered":"https:\/\/johan-callewaert.eu\/?p=3595"},"modified":"2026-04-06T21:03:20","modified_gmt":"2026-04-06T19:03:20","slug":"judicial-independence-between-the-power-of-the-facts-and-the-power-of-the-law-judgment-of-the-cjeu-in-rzecznik-praw-obywatelskich","status":"publish","type":"post","link":"https:\/\/johan-callewaert.eu\/de\/judicial-independence-between-the-power-of-the-facts-and-the-power-of-the-law-judgment-of-the-cjeu-in-rzecznik-praw-obywatelskich\/","title":{"rendered":"Judicial independence between the power of the facts and the power of the law? Judgment of the CJEU in Rzecznik Praw Obywatelskich"},"content":{"rendered":"\n

Rzecznik Praw Obywatelskich (Recusal of a judge of ordinary jurisdiction)<\/a><\/em> (C-521\/21, 24\/03\/2026) represents another instalment in the sequence of judgments addressing the rule of law crisis<\/strong> in Poland. This time, however, the focus is not on the procedure for the appointment of judges<\/strong>, but on the recusal of a judge<\/strong> appointed by a procedure which both the CJEU and the ECtHR have found to be incompatible with the right to an independent and impartial tribunal established by law<\/strong>.<\/p>\n\n\n\n

The particular background to this ruling is the challenge<\/strong> resulting from the fact that currently around 30 % of the Polish judiciary \u2013 some 3,000 judges \u2013 have been appointed according to that same irregular procedure<\/strong> (\u00a7 58). The present ruling is an attempt by the CJEU to come to terms with the consequences of this situation for the Polish judicial system in general and for the proper functioning of the preliminary ruling mechanism in particular. The CJEU thereby invokes the case-law of the ECtHR but in a way which perhaps raises more questions than it answers.<\/p>\n\n\n\n

The CJEU\u2019s ruling<\/strong><\/p>\n\n\n\n

In the course of the main proceedings, which concerned a claim under a contract for services, the defendant applied for the recusal <\/strong>of Judge S.C. He argued that the judge was not validly appointed because the resolution for her appointment had been adopted by the National Council of the Judiciary (KRS) in its new composition, the latter being at the root of the lack of independence of the judges appointed according to this procedure. The referring court expressed doubts about this appointment and about its own jurisdiction under EU law to deal with this recusal request.<\/p>\n\n\n\n

In substance, the CJEU ruled that EU law and the principle of primacy preclude national legislation<\/strong> and constitutional case-law which grant exclusive jurisdiction<\/strong> to a body to adjudicate on recusal applications while depriving<\/strong> that body of the power to actually examine the lawfulness of the appointment<\/strong>. The national court hearing the recusal application must disapply these restrictions<\/strong> and carry out the examination itself to determine if the judge meets the requirement of a tribunal previously established by law<\/strong>.<\/p>\n\n\n\n

The CJEU also held that the appointment of a judge recommended by a non-independent body<\/strong>, i.e. the KRS, and the lack of an effective judicial remedy<\/strong> for other candidates does not, in itself, preclude<\/strong> the judge from being considered an independent and impartial tribunal<\/strong>. For such an appointment to fail the requirements of EU law, there must be other relevant contextual factors<\/strong> attending the procedure that are of such gravity<\/strong> that, when taken together, they call into question the judge’s independence or impartiality.<\/p>\n\n\n\n

Observations<\/strong><\/p>\n\n\n\n

From a Convention point of view, this ruling calls for two series of observations, on the methodology <\/strong>applied by the CJEU and on its approach in respect of the systemic nature<\/strong> of the irregular judicial appointments in Poland.<\/p>\n\n\n\n

On the methodology: context-based approach or essence-based approach?<\/em><\/p>\n\n\n\n

    <\/ol>\n\n\n\n

    To date, judicial independence<\/strong> has been an area in which a high degree of harmony<\/strong> could be observed between the two European Courts. This convergence is particularly visible in their approach to the ongoing rule-of-law crisis in Poland<\/strong>, including their understanding of the core requirements of such principles as the rule of law<\/strong>, the separation of powers<\/strong>, effective judicial protection<\/strong>, and the independence and impartiality<\/strong> of judges (see W.\u017b<\/em><\/a>). These foundational principles are restated in paragraphs 41 to 50 of Rzecznik<\/em>.<\/p>\n\n\n\n

    The CJEU and the ECtHR also agree on the need not to be overly formalistic<\/strong> in assessing compliance with these principles, emphasizing that not every procedural or legal error should automatically entail consequences (\u00a7 76; Gu\u00f0mundur Andri \u00c1str\u00e1\u00f0sson v. Iceland<\/em><\/a>, \u00a7 246, quoted below).<\/p>\n\n\n\n

    However, some differences<\/strong> appear as regards the methodology<\/strong> flowing from this premise. The CJEU indeed goes for an overall assessment<\/strong> of the impugned appointment procedure which takes into account the broader context<\/strong> in which the alleged breaches occur, thereby having regard to their nature<\/strong> and gravity<\/strong>. It comes down to finding out whether taken together<\/strong>, the factors making up the context of an appointment as judge create in the minds of individuals a reasonable doubt<\/strong> as to the imperviousness of that judge to external factors<\/strong> (\u00a7\u00a7 77, 78).<\/p>\n\n\n\n

    Thus, according to the CJEU, the appointment of a judge recommended by a non-independent body<\/strong>, i.e. the KRS, and the lack of an effective judicial remedy<\/strong> for other candidates does not, in itself, preclude<\/strong> the judge from being considered an independent and impartial tribunal<\/strong>. For such an appointment to fail the requirements of EU law, there must be other relevant contextual factors<\/strong> attending the procedure that are of such gravity<\/strong> that, when taken together, they call into question the judge’s independence or impartiality.<\/p>\n\n\n\n

    The CJEU itself applied this methodology to the case of the judge being recused before the referring court, thereby also considering such factual circumstances<\/strong> as the absence of judicial challenges<\/strong> to the impugned appointment and the professional record<\/strong> of the judge since his\/her appointment (\u00a7\u00a7 89-92).<\/p>\n\n\n\n

    With this context-based approach<\/strong>, the CJEU seems to be shifting from its previous position which more closely relied on the Strasbourg approach, as in W.\u017b<\/em><\/a>. The ECtHR indeed goes for an essence-based approach<\/strong>, which comes down to finding out, through a three-step methodology<\/strong>, whether the very essence of the right<\/strong> to a tribunal established by law has been irretrievably undermined by a judicial appointment. Factual circumstances<\/strong> are not among the criteria used by the ECtHR in this context. In Gu\u00f0mundur Andri \u00c1str\u00e1\u00f0sson v. Iceland<\/em><\/a> the ECtHR stated:<\/p>\n\n\n\n

    \u201cBreaches of a purely technical nature that have no bearing on the legitimacy of the appointment process must be considered to fall below the relevant threshold. To the contrary, breaches that wholly disregard the most fundamental rules in the appointment procedure \u2013 such as, for instance, the appointment of a person as judge who did not fulfil the relevant eligibility criteria \u2013 or breaches that may otherwise undermine the purpose and effect of the \u201cestablished by law\u201d requirement, as interpreted by the Court, must be considered to contravene that requirement.<\/em>\u201d (\u00a7 246; to the same effect, see also Doli\u0144ska-Ficek and Ozimek v. Poland<\/em><\/a>).<\/p>\n\n\n\n

    Thus, while Strasbourg and Luxembourg have the same concerns<\/strong>, they differ in their methodology<\/strong>. Do these differences really matter<\/strong>? At any rate, even if they do not seem radical, they have at least the potential to create some confusion<\/strong> in the minds of national judges \u2013 who are indeed bound to apply EU law in conformity with the Convention (see, to that effect, inter alia Bivolaru and Moldovan v. France<\/a>, <\/em>\u00a7 103) \u2013 as to the criteria<\/strong> which are decisive in assessing whether an irregular judicial appointment<\/strong> undermines or not the independence and impartiality<\/strong> of a judge.<\/p>\n\n\n\n

    For example, one striking difference in this context is the role played by appearances<\/strong>. Whereas, in assessing the independence and impartiality of judges, the CJEU does rely on the role of appearances<\/strong> and on the importance of reasonable doubts<\/strong> created by these appearances (\u00a7\u00a7 70, 71, 74, 76, 78), the ECtHR here follows a different line of reasoning. While it very much relies on appearances<\/strong> in assessing the impartiality<\/strong> of judges (see most recently Tsatani v. Greece<\/a><\/em>, \u00a7 65), it adopts a different approach when assessing the independence<\/strong> of courts. In Gu\u00f0mundur Andri \u00c1str\u00e1\u00f0sson v. Iceland<\/em><\/a>, \u00a7 247, the ECtHR indeed stated:<\/p>\n\n\n\n

    \u201cThe Court accordingly takes the view that only those breaches that relate to the fundamental rules of the procedure for appointing judges \u2013 that is, breaches that affect the essence of the right to a \u201ctribunal established by law\u201d \u2013 are likely to result in a violation of that right … In particular, as the Chamber rightly pointed out, the Court \u201cmust look behind appearances and ascertain whether a breach of the applicable national rules on the appointment of judges created a real risk that the other organs of Government, in particular the executive, [could exercise] undue discretion undermining the integrity of the appointment process to an extent not envisaged by the national rules in force at the material time.\u201d<\/em> <\/p>\n\n\n\n

    One may wonder whether the European Courts, by adopting such conflicting positions<\/strong>, ultimately undermine<\/strong> rather than reinforce<\/strong> fundamental rights, as their joint application<\/strong> becomes increasingly difficult for national judges.<\/p>\n\n\n\n

    On the systemic nature of the irregular appointments: the power of the facts vs. the power of the law?<\/em><\/p>\n\n\n\n

      <\/ol>\n\n\n\n

      However, the bigger novelty of Rzecznik <\/em>would appear to be the approach proposed by the CJEU for addressing the systemic nature<\/strong> of the problem arising from the around 3,000 Polish judges who have been irregularly appointed, such as Judge S.C. in the present case, making up some 30 % of the current judiciary in that country.<\/p>\n\n\n\n

      At the heart of this issue is a fundamental tension<\/strong>. On the one hand, there is the need to uphold the principle of separation of powers<\/strong> and to ensure compliance with the requirements of judicial independence<\/strong>. On the other hand, however, there is a pressing concern to preserve the continuity and effectiveness of the administration of justice<\/strong> in a situation characterised by the fact that 30 % of the current judges have been irregularly appointed. This latter consideration is particularly salient with regard to the preliminary ruling mechanism<\/strong>, the proper functioning of which risks being seriously affected, if nothing changes, by the jurisprudence declaring inadmissible<\/strong> requests originating from improperly composed courts<\/strong>, such as the CERPA (\u00a7\u00a7 61, 63, 85).<\/p>\n\n\n\n

      As a way out of this dilemma, the CJEU now interprets the second subparagraph of Article 19(1) TEU as imposing on the Polish \u201clegal order\u201d an obligation to establish a legislative framework<\/strong> enabling an assessment, having regard to the nature and gravity of the procedural defects<\/strong>, of whether individuals irregularly appointed<\/strong> to judicial office may continue to exercise their functions<\/strong>. While this obligation goes with a broad margin of discretion for national authorities, it is not without limits: the assessment must be guided by objective criteria<\/strong> and must ensure sufficient guarantees of independence and impartiality<\/strong> (\u00a7\u00a7 63-65).<\/p>\n\n\n\n

      The direction of travel seems clear: the independence requirements should be softened<\/strong> to avoid the permanent exclusion<\/strong> of significant parts of the Polish judiciary from access to the preliminary ruling mechanism<\/strong>, with consequences for the interpretation of EU law in Poland.<\/p>\n\n\n\n

      Though perfectly understandable, this approach raises quite a few questions, not least on the substantive content<\/strong> of such criteria, the determination of which is left in the hands of the national \u201clegal order\u201d<\/strong>, even though this is about an EU law issue<\/strong>. Yet, it may be assumed that the contextual factors<\/strong> referred to by the CJEU in relation to Judge S.C. (\u00a7\u00a7 91-92) are intended to inform this national determination. In any event, the CJEU\u2019s reasoning appears to open the door to a shift in paradigm<\/strong>: from institutional and procedural guarantees<\/strong> of independence towards an assessment of factual circumstances<\/strong>, such as the personal professional conduct of the judge concerned, as a potential substitute or corrective mechanism. The power of the facts<\/strong> vs. the power of the law<\/strong>?<\/p>\n\n\n\n

      Interestingly, in support of this approach, the CJEU relies on the pilot-judgment procedure<\/strong> applied by the ECtHR in Wa\u0142\u0119sa v. Poland<\/a><\/em> under Article 46 of the Convention (\u00a7 62). However, a closer look reveals that the two European Courts do not entirely converge on this point.<\/p>\n\n\n\n

      In Wa\u0142\u0119sa<\/em>, the ECtHR endorsed the indications<\/strong> given to Poland by the Committee of Ministers of the Council of Europe<\/strong> following previous judgments against Poland. In this context, the Polish authorities are ordered to adopt measures addressing \u201cthe status of all judges appointed in the deficient procedure<\/strong> involving the [KRS] as constituted under the 2017 Amending Act and of decisions adopted with their participation\u201d (\u00a7 329). Thus, the ECtHR and the Committee of Ministers are less explicit<\/strong> than the CJEU on whether the envisaged legislative framework should specifically aim at allowing irregularly appointed judges to continue to perform their duties<\/strong>. Not least because the ECtHR has no preliminary ruling mechanism to preserve as the CJEU has.<\/p>\n\n\n\n

      The ECtHR also emphasised: \u201cIt goes without saying that the Polish State must ensure that the issues pertaining to the independence of judges<\/strong> are determined by a court or courts which are themselves an \u2018independent and impartial tribunal established by law<\/strong>\u2019 in the light of the Convention standards.\u201d (\u00a7 330)<\/p>\n\n\n\n

      Most importantly, under the Strasbourg pilot-judgment mechanism, compliance<\/strong> by the State with its obligations under Article 46 of the Convention is monitored by an external European body<\/strong>, the Committee of Ministers. One may wonder about the existence of any external supervision<\/strong> of compliance by Poland of its obligations flowing from the <\/strong>Rzecznik <\/em><\/strong>jurisprudence<\/strong>. <\/em>Will this be a task for the European Commission or for the CJEU itself?<\/p>\n\n\n\n

      Finally, it should also be noted that the implementation<\/strong> of the ECtHR\u2019s judgment in Wa\u0142\u0119sa<\/em> has been postponed<\/strong>: the initial deadline for the adoption of the required measures has been extended by the ECtHR, at the request of the Polish Government, until 23 November 2026 (see Comparing AW \u2018T\u2019 with Walesa v. Poland<\/a><\/em>). Consequently, the coming into being of any legislative framework requested by the European Courts is likely to take more time. <\/p>\n\n\n\n

      In the interim, in the absence of a comprehensive legislative solution, the question arises whether the ordinary Polish judges<\/strong> dealing with recusal requests will find a way to combine the Luxembourg context-based approach<\/strong> with the Strasbourg essence-based approach<\/strong>. The importance of their challenging task can hardly be overestimated. What is at stake is nothing less than the future of judicial independence in Europe<\/strong>.<\/p>\n\n\n\n

      <\/p>\n","protected":false},"excerpt":{"rendered":"

      Rzecznik Praw Obywatelskich (Recusal of a judge of ordinary jurisdiction) (C-521\/21, 24\/03\/2026) represents another instalment in the sequence of judgments addressing the rule of law crisis in Poland. This time, however, the focus is not on the procedure for the appointment of judges, but on the recusal of a judge appointed by a procedure which […]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[23,19],"tags":[],"class_list":["post-3595","post","type-post","status-publish","format-standard","hentry","category-court-of-justice-of-the-eu","category-recent-case-law"],"translation":{"provider":"WPGlobus","version":"3.0.2","language":"de","enabled_languages":["en","de","fr"],"languages":{"en":{"title":true,"content":true,"excerpt":false},"de":{"title":false,"content":false,"excerpt":false},"fr":{"title":false,"content":false,"excerpt":false}}},"_links":{"self":[{"href":"https:\/\/johan-callewaert.eu\/de\/wp-json\/wp\/v2\/posts\/3595","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/johan-callewaert.eu\/de\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/johan-callewaert.eu\/de\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/johan-callewaert.eu\/de\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/johan-callewaert.eu\/de\/wp-json\/wp\/v2\/comments?post=3595"}],"version-history":[{"count":1,"href":"https:\/\/johan-callewaert.eu\/de\/wp-json\/wp\/v2\/posts\/3595\/revisions"}],"predecessor-version":[{"id":3596,"href":"https:\/\/johan-callewaert.eu\/de\/wp-json\/wp\/v2\/posts\/3595\/revisions\/3596"}],"wp:attachment":[{"href":"https:\/\/johan-callewaert.eu\/de\/wp-json\/wp\/v2\/media?parent=3595"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/johan-callewaert.eu\/de\/wp-json\/wp\/v2\/categories?post=3595"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/johan-callewaert.eu\/de\/wp-json\/wp\/v2\/tags?post=3595"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}